Use of the Seix Advisors Web Site
At Seix Advisors, we take our fiduciary legal, regulatory, and compliance responsibilities very seriously. As an Investment Adviser registered with the SEC, we hold ourselves to the highest standards and are subject to various federal, state, industry, and firm specific rules, regulations, policies, and procedures.
Seix Investment Advisors, LLC ("Seix Advisors") is registered with the SEC as an investment adviser specializing in institution investment management. Seix Advisors maintains the necessary notice filings/registrations/licenses with all appropriate states, commonwealths, and jurisdictions. All information contained herein is believed to be correct but accuracy cannot be guaranteed. Past returns are not indicative of future results. Comments and general market related projections were based on information available at the time of writing, are for informational purposes only, and may not be relied upon for individual investing purposes. Please refer to Seix Advisors’ Form ADV for complete details of all financial services, products and fees.
Certain portions of this web site are subject to copyright laws and may not be reproduced in whole or in part without the publisher's permission. Any downloading or otherwise copying from the Seix Advisors web site will not transfer title of any software or material to the viewer and may be subject to federal and/or state laws.
No Reliance
While Seix Advisors uses reasonable efforts to obtain information from sources that it believes to be reliable, Seix Advisors makes no representation that the information or opinions contained on the Seix Advisors web site are accurate or complete. Nothing contained on the Seix Advisors web site constitutes investment, legal, tax or other advice, nor may it be relied upon in making investment or related decisions. All contents are subject to change without notice.
Linked Web Sites
When you access certain links on the Seix Advisors web site you may leave the Seix Advisors web site. Seix Advisors has not reviewed any of the web sites linked to the Seix Advisors web site and does not endorse or accept any responsibility for the content of such web sites nor the products, services or other items offered through such web sites.
Limitations of Liability
In no event, including (without limitation) negligence, will Seix Advisors be liable for any loss or damage of any kind, including (without limitation) any direct, special indirect or consequential damages, even if expressly advised of the possibility of such damages, arising out of or in connection with the access of, use of, performance of, browsing in or linking to other sites from the Seix Advisors web site. Certain laws and regulations impose liabilities that cannot be disclaimed. This disclaimer shall in no way constitute a waiver or limitation of any rights a person and/or entity may have under such laws and/or regulations.
Legal Limits
The Seix Advisors web site is not directed to any person or entity in any
jurisdiction where (by reason of that person's or entity's nationality, residence
or otherwise) the publication or availability of the Seix Advisors web site
is prohibited. Not all persons who access the Seix Advisors web site may
benefit from or qualify for Seix Advisors’ services. Persons and/or entities
outside of Seix Advisors advisory jurisdiction must not access or utilize
any information on the Seix Advisors web site. This web site and its contents
may not be used for illegal and/or unethical means of any kind. Please also
see the Seix Advisors’ Privacy Policy and Anti-Money Laundering Policy for
further information please contact: Seix Investment Advisors, LLC at 10
Mountainview Road, Suite C-200, Upper Saddle River, NJ 07458.
Privacy Practices
Seix Investment Advisors, LLC Web Privacy Statement
Seix Investment Advisors LLC ("Seix Advisors") its directors, officers
and employees are strongly committed to protecting the online privacy of
all clients and/or visitors. In accordance with the Privacy Act of 1974,
the Gramm-Leach-Bliley Act and the Securities and Exchange Commission's Privacy
of Consumer Financial Information Regulations (Regulation S-P), this web
site uses standard encryption and password-protected protocols.
In the ordinary course of doing business, and in order to provide customized services and products, it may be necessary for Seix Advisors to procure certain [personal] information from clients and/or visitors to this web site. In addition, Seix Advisors may also periodically request other [personal] data in order to initiate and maintain accounts and relationships and to provide for supplemental products or services specifically tailored to meet its clients' and/or visitors' ongoing needs.
Seix Advisors is committed to ensuring the security of all [personal] information and as an integral part of its compliance program, Seix Advisors has designed its privacy control policies and procedures to prevent (to the extent possible) unauthorized disclosure and/or use of all such information. Seix Advisors does not generally make use of cookies or other web originated electronic forms of information tracking to procure personal information but it reserves the right to do so.
Seix Advisors will, to the best of its abilities, limit the sharing of any accumulated [personal] data to select business affiliates, partners, vendors and other parties authorized to act on its behalf and on behalf of its clients and/or visitors. All such groups and individuals will, of course, be bound by similar confidentiality agreements prior to Seix Advisors releasing any information. In addition, there are currently several states that require clients and visitors to provide "opt-in" permission for Seix Advisors to share any information. To the extent that Seix Advisors is made fully aware of the residency of such individuals, it will do its utmost to share any [personal] information with no other parties without consent. Currently, several states require firms to provide "opt-in" releases. Individuals should, therefore, provide Seix Advisors with a state of residence along with any initial contact information. Seix Advisors may not be held responsible in instances where the individual does not provide sufficient state of residency information. Everyone must realize however, that restricting Seix Advisors' ability to share information with certain parties may negatively impact its ability to perform its duties on behalf of those clients.
Occasions may arise wherein the Seix Advisors web site may include links to third party web sites. These transfers are provided solely as a convenience to clients and/or visitors and should not be construed as part of the Seix Advisors organization and Seix Advisors cannot guarantee or be held responsible for any [personal] information transported by the client through any such links. Although Seix Advisors makes every attempt to limit linking to reputable sites, Seix Advisors does not review or control other sites and makes no representation that those sites are competent, experienced or compliant with current industry and government regulations.
Seix Advisors reserves the right to change this statement at any time by posting revisions on the official Seix Advisors web site. Although Seix Advisors will make every attempt to prevent the unauthorized use of client and/or visitor information, it can make no guarantees. This privacy policy is not intended to, and does not create any contractual or other legal rights in or on behalf of any party.
For further information regarding Seix Advisors' Privacy Policies and Procedures
and depending on the state of residency, to either "opt-in" or "opt-out," please
contact Seix Investment Advisors, LLC at 10 Mountainview Road, Suite C-200,
Upper Saddle River, NJ 07458 or at (201) 391-0300.
Anti-Money Laundering Policy
President Bush signed into law the Public Law No. 107-56, Money Laundering Abatement Act, (USA Patriot Act of 2001.) This law significantly impacts the financial services industry and providers of electronic communications services and grants law enforcement expanded investigative authority over Client information that may in certain circumstances supercede GLB and Reg. S-P restrictions.
According the NASD Notice to Members 02-21: Money laundering is generally defined as engaging in acts designed to conceal or disguise the true origin of criminally derived proceeds so that the unlawful proceeds appear to have been derived from legitimate origins or constitute legitimate assets. Generally, all Seix Investment Advisors, LLC ("Seix Advisors") officers and employees are responsible for firm compliance with all anti-money laundering requirements.
Seix Advisors may, at any time, be required to obtain Client verification and certification of residency. This may include, but is not limited to, obtaining proof of tax identification, individual social security numbers, state or country of residency and birth, passport identification, bank account verifications, and other documentation as required by the federal government and/or other regulatory agencies. Seix Advisors is restricted from opening and/or maintaining accounts with/through/for shell banks and will immediately cease managing such accounts regardless of when the situation is discovered.
Please contact the Compliance Officer at Seix Investment Advisors, LLC, 10 Mountainview Road, Suite C-200, Upper Saddle River, NJ 07458 or at (201) 391-0300 for further information, questions, and/or concerns regarding Seix Advisors’ Anti-Money Laundering Program.